Policies, Procedures & Documents

Title   Purpose Of The Form Capital Market Commodity
Rights and Obligations-Trading Policy Document stating Rights & Obligations of Stock Broker / Trading Member, Sub-Broker and Client for trading on exchanges
Rights & Obligations Document-DP Rights & Obligations of beneficial owner and depositary participant as prescribed by SEBI & Depository
Policies and Procedures Policy document describing significant policies and procedures of the stock broker
Risk Disclosure Document(RDD) Risk Disclosure Document for capital market and derivative segment as prescribed by SEBI & Stock Exchanges
Policies and Procedures Policy regarding Treatment of Inactive Accounts
Guidance Note Policy Document detailing do’s and don’ts for trading on exchange,for the education of the investors
Freeze/Unfreeze Trading Account Policy for Voluntary Freezing Online Access of Client Trading Account

KYC Documents in Vernacular Languages :

Language Purpose Of The Form Capital Market Commodity
Assamese Client Registration Documents
Bengali Client Registration Documents
Gujrati Client Registration Documents
Hindi Client Registration Documents
Kanada Client Registration Documents
Kashmiri Client Registration Documents
Konkani Client Registration Documents
Malyalam Client Registration Documents
Marathi Client Registration Documents
Oriya Client Registration Documents
Punjabi Client Registration Documents
Sindhi Client Registration Documents
Tamil Client Registration Documents
Telegu Client Registration Documents
Urdu Client Registration Documents